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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-09-06 |
| TX | RA | APPROVED_RES | 2024-09-06 |
Branch Locations
2950 Breckenridge Ln., Suite 6, Louisville, KY 40220 • United States
360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States
2950 Breckenridge Ln., Suite 6, Louisville, KY 40220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Corvus Capital Llc | Louisville | KY | 03/2022 | Present |
| Secure Bi Llc | Goshen | KY | 05/2020 | Present |
| Pelco, Inc. | Fresno | CA | 10/2019 | 04/2020 |
| Pivot 3, Inc. | San Jose | CA | 10/2014 | 10/2019 |
| Lpl Financial Llc | Louisville | KY | 09/2024 | Present |
1) 09/2024 - Louisville Low Voltage (LLV) / Chief Solutions Officer / Outside/W-2 Employment / Non Inv. Related / Louisville, KY / Start date 10/02/2024 - 80 Hrs per month - 40% Time Spent 2) 09/2024 - Secure BI LLC / CEO / Business Owner / Non Inv. Related / Start date 05/20/2020 - 40 Hrs per month -10% Time Spent 3) 09/2024 - Corvus Capital, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-02 |
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