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Misael Marcial-Palomares

Ubs Financial Services Inc.

Santa Barbara, CA

Santa Maria, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-18
  • CA RA
    APPROVED
    Since 2024-03-18

Branch Locations

222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101 • United States

Santa Maria, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Santa Barbara CA 02/2022 Present
Highschool/College Santa Barbara CA 02/2012 02/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-16
  • S66 Uniform Combined State Law Examination
    2024-03-16

View on SEC IAPD

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