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Ethan E Kim

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-28
CA RA APPROVED 2025-01-13
  • TX RA
    APPROVED
    Since 2025-02-28
  • CA RA
    APPROVED
    Since 2025-01-13

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 07/2023 Present
Morgan Stanley Woodland Hills CA 02/2022 06/2022
School Los Angeles CA 01/2012 01/2022
School Los Angeles CA 07/2022 07/2023
Morgan Stanley Private Bank, N.A New York NY 02/2025 Present
  • 07/2023 → Present
    Morgan Stanley
    Pasadena, CA
  • 02/2022 → 06/2022
    Morgan Stanley
    Woodland Hills, CA
  • 01/2012 → 01/2022
    School
    Los Angeles, CA
  • 07/2022 → 07/2023
    School
    Los Angeles, CA
  • 02/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-01-13

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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