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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-12 |
| CA | RA | APPROVED | 2022-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 12/2021 | Present |
| Esmart Systems Us Inc | Austin | TX | 02/2016 | 11/2021 |
| Voss Consulting Llc | Pasadena | CA | 11/2013 | 12/2020 |
| Bank Of America, N.A. | Pasadena | CA | 02/2022 | Present |
I*: Entity Type: For Profit Name: Voss Properties LLC Address: Pasadena, CA 91107 Investment related: Yes Start date: 12/21/2021 Hours devoted:5 hours per month Hours devoted during trading: 0 Duties: Own jointly with my wife. This is a holding company for rental properties (single-family homes). Work is mainly administration of business, rental agreements and rental income. I*: 2891284 Entity Type: Charitable Name of OBA: Fried Music Foundation Address: Alhambra, CA 91801 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/01/2025 Number of Hours: 8 hrs annually Number of Hours during trading: 0 Duties: Board member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-13 |
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