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Sarah Lucia Barbey

J.P. Morgan Securities LLC

White Plains, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-19
CT RA APPROVED 2023-04-18
TX RA APPROVED 2023-03-27
NY RA APPROVED 2023-03-01
  • NJ RA
    APPROVED
    Since 2023-04-19
  • CT RA
    APPROVED
    Since 2023-04-18
  • TX RA
    APPROVED
    Since 2023-03-27
  • NY RA
    APPROVED
    Since 2023-03-01

Branch Locations

1214 Mamaroneck Ave, Floor 2, White Plains, NY 10605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 12/2021 01/2023
Public Consulting Group Albany NY 01/2021 12/2021
Arizona State University Tempe AZ 01/2016 05/2020
Starr Boggs Westhampton Beach NY 06/2020 10/2020
J.P. Morgan Securities Llc New York NY 01/2023 Present
Jpmorgan Chase Bank, N.A. New York NY 01/2023 Present
Staffing Solutions Organization Llc Albany NY 01/2021 12/2021
Cnst Loudoun Mclean Llc Port Washington NY 06/2019 07/2019
Pac Sun Eddie Bauer New York NY 12/2016 01/2017
Bath & Body Works Llc New York NY 10/2018 02/2019
Unemployed New York NY 11/2020 12/2020
  • 12/2021 → 01/2023
    Morgan Stanley
    New York, NY
  • 01/2021 → 12/2021
    Public Consulting Group
    Albany, NY
  • 01/2016 → 05/2020
    Arizona State University
    Tempe, AZ
  • 06/2020 → 10/2020
    Starr Boggs
    Westhampton Beach, NY
  • 01/2023 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 01/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 01/2021 → 12/2021
    Staffing Solutions Organization Llc
    Albany, NY
  • 06/2019 → 07/2019
    Cnst Loudoun Mclean Llc
    Port Washington, NY
  • 12/2016 → 01/2017
    Pac Sun Eddie Bauer
    New York, NY
  • 10/2018 → 02/2019
    Bath & Body Works Llc
    New York, NY
  • 11/2020 → 12/2020
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-23
S63 Uniform Securities Agent State Law Examination 2022-02-11
  • S66 Uniform Combined State Law Examination
    2023-02-23
  • S63 Uniform Securities Agent State Law Examination
    2022-02-11
Other Names
  • Sarah Barbey
  • Sarah Lucia Barbey
  • Sarah L Barbey

View on SEC IAPD

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