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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-05
NV RA APPROVED 2022-05-18
  • TX RA
    APPROVED_RES
    Since 2022-07-05
  • NV RA
    APPROVED
    Since 2022-05-18

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Las Vegas NV 05/2019 Present
Lenscrafters Las Vegas NV 07/2018 04/2019
Zales Las Vegas NV 08/2010 06/2018
Zales Las Vegas NV 04/2019 07/2020
Bank Of America, N.A. North Las Vegas NV 03/2022 Present
  • 05/2019 → Present
    North Las Vegas, NV
  • 07/2018 → 04/2019
    Lenscrafters
    Las Vegas, NV
  • 08/2010 → 06/2018
    Zales
    Las Vegas, NV
  • 04/2019 → 07/2020
    Zales
    Las Vegas, NV
  • 03/2022 → Present
    Bank Of America, N.A.
    North Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-10
  • S66 Uniform Combined State Law Examination
    2022-05-10

View on SEC IAPD

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