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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-13
CA RA APPROVED 2022-04-01
  • TX RA
    APPROVED
    Since 2022-04-13
  • CA RA
    APPROVED
    Since 2022-04-01

Branch Locations

8813 Villa La Jolla Dr, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student San Diego CA 02/2012 02/2019
Bank Of America San Diego CA 02/2019 01/2020
Bank Of America San Diego CA 01/2020 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 11/2021 Present
Bank Of America, N.A. San Diego CA 02/2022 Present
Xinhua Bookstore San Diego CA 09/2017 12/2017
  • 02/2012 → 02/2019
    Student
    San Diego, CA
  • 02/2019 → 01/2020
    Bank Of America
    San Diego, CA
  • 01/2020 → 11/2021
    Bank Of America
    San Diego, CA
  • 11/2021 → Present
    San Diego, CA
  • 02/2022 → Present
    Bank Of America, N.A.
    San Diego, CA
  • 09/2017 → 12/2017
    Xinhua Bookstore
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-13
  • S66 Uniform Combined State Law Examination
    2021-09-13
Other Names
  • Dongqi Han

View on SEC IAPD

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