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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | CT | 04/2014 | 11/2018 |
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 11/2018 | 10/2019 |
| First Citizens Investor Services | Raleigh | NC | 10/2019 | 11/2023 |
| Rental Property | Sanford | NC | 06/2005 | 10/2024 |
| Rental Property | Sanford | NC | 09/2005 | 10/2024 |
| Nchsaa | Sanford | NC | 08/2021 | Present |
| Nc State University | Raleigh | NC | 09/2021 | Present |
| Osaic, Institutions, Inc. | Meriden | CT | 11/2023 | Present |
| First Bancorp | Sanford | NC | 11/2023 | Present |
1. NC State football chain crew. Began 09/2021, Raleigh NC. Not investment related. 16 hours per month, 0 during trading hours. Chain crew member for home football games. No compensation. 2. NCHSAA. Began 08/2021. Sanford NC, 27330. Not investment related, 20 hours per month, 0 during business hours. High school football official.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-14 |
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