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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-06 |
| NJ | RA | APPROVED | 2026-01-02 |
| CT | RA | APPROVED | 2025-12-04 |
| NY | RA | APPROVED | 2025-12-04 |
Branch Locations
1133 Westchester Ave, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade Inc | Scarsdale | NY | 06/2007 | 12/2022 |
| Charles Schwab And Co., Inc. | Scarsdale | NY | 12/2022 | 07/2025 |
| Charles Schwab Bank Ssb | Scarsdale | NY | 12/2022 | 07/2025 |
| Unemployed | Norwalk | CT | 07/2025 | 12/2025 |
| Td Bank N.A. | Greenwich | NY | 12/2025 | Present |
| Td Private Client Wealth Llc | Greenwich | CT | 12/2025 | Present |
Name: United States Coast Guard Auxilliary Flotilla 72, Role: United States Coast Guard Auxilliary, Type: Other, Start Date: 11/09/2021, Investment Related?: No, Address: 50 Calf Pasture Road, Calf Pasture Beach Park, Norwalk, CT 06855, Number of Hours/Mo: 10, Duties: Promote Boating Safety, support local veterans and charities, Assist in Vessel safety checks, Environmental conservation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-02 |
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