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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-11-17
ND RA APPROVED 2025-10-31
VI RA APPROVED 2025-10-30
GA RA APPROVED 2025-10-23
NM RA APPROVED 2025-10-23
AL RA APPROVED 2025-10-22
AK RA APPROVED 2025-10-22
DE RA APPROVED 2025-10-22
IA RA APPROVED 2025-10-22
KS RA APPROVED 2025-10-22
LA RA APPROVED 2025-10-22
ME RA APPROVED 2025-10-22
MD RA APPROVED 2025-10-22
MN RA APPROVED 2025-10-22
MT RA APPROVED 2025-10-22
NE RA APPROVED 2025-10-22
NC RA APPROVED 2025-10-22
PR RA APPROVED 2025-10-22
TX RA APPROVED 2025-10-22
UT RA APPROVED 2025-10-22
CA RA APPROVED 2025-08-01
  • DC RA
    APPROVED
    Since 2025-11-17
  • ND RA
    APPROVED
    Since 2025-10-31
  • VI RA
    APPROVED
    Since 2025-10-30
  • GA RA
    APPROVED
    Since 2025-10-23
  • NM RA
    APPROVED
    Since 2025-10-23
  • AL RA
    APPROVED
    Since 2025-10-22
  • AK RA
    APPROVED
    Since 2025-10-22
  • DE RA
    APPROVED
    Since 2025-10-22
  • IA RA
    APPROVED
    Since 2025-10-22
  • KS RA
    APPROVED
    Since 2025-10-22
  • LA RA
    APPROVED
    Since 2025-10-22
  • ME RA
    APPROVED
    Since 2025-10-22
  • MD RA
    APPROVED
    Since 2025-10-22
  • MN RA
    APPROVED
    Since 2025-10-22
  • MT RA
    APPROVED
    Since 2025-10-22
  • NE RA
    APPROVED
    Since 2025-10-22
  • NC RA
    APPROVED
    Since 2025-10-22
  • PR RA
    APPROVED
    Since 2025-10-22
  • TX RA
    APPROVED
    Since 2025-10-22
  • UT RA
    APPROVED
    Since 2025-10-22
  • CA RA
    APPROVED
    Since 2025-08-01

Branch Locations

39410 Fremont Boulevard, Fremont, CA 94538 • United States

San Leandro, CA • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. San Leandro CA 12/2021 07/2025
Sterling Bank And Trust Oakland CA 11/2020 12/2021
San Francisco Unified School District San Francisco CA 09/2017 09/2021
Haystack Italian Restaurant San Francisco CA 05/2017 06/2019
San Francisco State University San Francisco CA 06/2016 08/2020
Unemployed Oakland CA 09/2020 11/2020
Refugee Transitions San Francisco CA 10/2016 11/2017
Hsbc Bank Usa, N.A. Alameda CA 07/2025 Present
Hsbc Securities (Usa) Inc Alameda CA 07/2025 Present
  • 12/2021 → 07/2025
    Charles Schwab & Co., Inc.
    San Leandro, CA
  • 11/2020 → 12/2021
    Sterling Bank And Trust
    Oakland, CA
  • 09/2017 → 09/2021
    San Francisco Unified School District
    San Francisco, CA
  • 05/2017 → 06/2019
    Haystack Italian Restaurant
    San Francisco, CA
  • 06/2016 → 08/2020
    San Francisco State University
    San Francisco, CA
  • 09/2020 → 11/2020
    Unemployed
    Oakland, CA
  • 10/2016 → 11/2017
    Refugee Transitions
    San Francisco, CA
  • 07/2025 → Present
    Hsbc Bank Usa, N.A.
    Alameda, CA
  • 07/2025 → Present
    Alameda, CA
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-01
S63 Uniform Securities Agent State Law Examination 2022-04-22
  • S66 Uniform Combined State Law Examination
    2025-08-01
  • S63 Uniform Securities Agent State Law Examination
    2022-04-22
Other Names
  • Elvis Lin

View on SEC IAPD

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