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Jill J Hou

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-02
CA RA APPROVED 2021-12-12
  • TX RA
    APPROVED
    Since 2022-02-02
  • CA RA
    APPROVED
    Since 2021-12-12

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 06/2019 Present
Bank Of America N.A. Los Angeles CA 06/2019 Present
Transglobal Holding Group Monrovia CA 12/2018 06/2019
Tumi Inc Commerce CA 10/2018 02/2019
Citi Bank Monterey Park CA 09/2018 10/2018
Unemployment Beijing 06/2018 09/2018
Smk Insurance Service Arcadia CA 06/2017 05/2018
Kcal Insurance Agency Hacienda Heights CA 10/2013 06/2017
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 06/2019 → Present
    Bank Of America N.A.
    Los Angeles, CA
  • 12/2018 → 06/2019
    Transglobal Holding Group
    Monrovia, CA
  • 10/2018 → 02/2019
    Tumi Inc
    Commerce, CA
  • 09/2018 → 10/2018
    Citi Bank
    Monterey Park, CA
  • 06/2018 → 09/2018
    Unemployment
    Beijing
  • 06/2017 → 05/2018
    Smk Insurance Service
    Arcadia, CA
  • 10/2013 → 06/2017
    Kcal Insurance Agency
    Hacienda Heights, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-05
S63 Uniform Securities Agent State Law Examination 2020-09-10
  • S65 Uniform Investment Adviser Law Examination
    2021-01-05
  • S63 Uniform Securities Agent State Law Examination
    2020-09-10
Other Names
  • Jill Hou
  • Jie Hou

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
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