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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-02-10
  • MI RA
    APPROVED
    Since 2022-02-10

Branch Locations

325 S Brye Rd, Ludington, MI 49431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jamesport Brewing Company Ludington MI 05/2017 11/2021
Regal Financial Group Kentwood MI 05/2020 05/2021
Harborview Marina Ludington MI 05/2016 05/2017
Calvin University Grand Rapids MI 09/2017 05/2021
Lpl Financial Llc Ludington MI 11/2021 Present
  • 05/2017 → 11/2021
    Jamesport Brewing Company
    Ludington, MI
  • 05/2020 → 05/2021
    Regal Financial Group
    Kentwood, MI
  • 05/2016 → 05/2017
    Harborview Marina
    Ludington, MI
  • 09/2017 → 05/2021
    Calvin University
    Grand Rapids, MI
  • 11/2021 → Present
    Ludington, MI
Other Businesses

1) 04/14/2022 - Jamerport Brewing Co. - Not Investment Related - 410 South James St. Ludington, MI 49431 - Outside/W-2 Employment - Server - Start Date - 04/07/2022 - 10 Hours Per Month/ 0 Hours During Securities. 2) 05/11/2022-Ryan Ruba- INVESTMENT RELATED- At Reported Business location(s)- Non-Variable Insurance- START DATE:04/04/2022-5Hours Per Month/1 Hours During Securities Trading 3) 08/15/2023 - Ruba Financial Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/15/2022 - 140 Hours per Month/ 115 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-09
  • S66 Uniform Combined State Law Examination
    2022-02-09

View on SEC IAPD

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