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401 W Ludington Ave Ste 103, Ludington, MI 49431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-10-02 |
| TX | RA | APPROVED | 2024-10-02 |
Branch Locations
401 W Ludington Ave Ste 103, Ludington, MI 49431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ludington | MI | 11/2006 | Present |
| Harborfront Financial Llc | Ludington | MI | 09/2024 | Present |
| Lpl Financial Llc | Ludtington | MI | 06/2010 | 09/2024 |
1. 5/15/2017 - Custer Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/10/2017 - 40 Hours Per Month During Securities Trading. 2. 08/09/2021 - Focus Financial Retirement Specialists - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/31/2021- 5 Hours Per Month/5 Hours During Securities Trading. 3. 2/14/2022 - Shoreline Financial Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/14/2022 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-21 |
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