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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-07
MI RA APPROVED 2010-06-25
  • TX RA
    APPROVED
    Since 2015-10-07
  • MI RA
    APPROVED
    Since 2010-06-25

Branch Locations

121 E Ludington Ave, Ludington, MI 49431-0990 • United States

5863 S Warner Ave Ste 1, Fremont, MI 49412-9275 • United States

Fremont, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fremont MI 09/2005 03/2020
Ameriprise Financial Services, Llc Fremont MI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 7020 West 48th Street, , Fremont, MI, 49412; Investment-Related; 07/31/2019 / Commercial; 5863 S. Warner, , Fremont, MI, 49412; Not Investment-Related; 03/01/2023. Business Ownership; The Clubhouse Arcade; Fixing pinball machines at night.; Amusement machines.; 7020 W 48th Street, , FRemont, MI, 49412; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 0 during trading hours / Special When Lit Amusements; ; Coin operated amusement device operation.; 722 Apache, Fremont, MI 49412, ,; Not Investment-Related; 11/04/2015; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; International Flipper Pinball Association; Help increase awareness of competitive pinball in Michigan.; 722 ApacheFremont, MI, ,; Not Investment-Related; 08/01/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-30
  • S63 Uniform Securities Agent State Law Examination
    1996-05-30
Designations

View on SEC IAPD

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