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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-29 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-09 |
| MI | RA | APPROVED | 2021-10-14 |
Branch Locations
Ludington Downtown 101 East Court Street, Ludington, MI 49431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 02/2015 | Present |
| Tcf National Bank | Lidington | MI | 02/2015 | Present |
| Cetera Investment Advisers Llc | Ludington | MI | 02/2015 | Present |
| The Huntington Investment Company | Columbus | OH | 10/2021 | Present |
| Ameriprise Financial Services, Llc | Ludington | MI | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-08 |
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