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401 W Ludington Ave Ste 103, Ludington, MI 49431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-10-02 |
| TX | RA | APPROVED | 2024-10-02 |
Branch Locations
401 W Ludington Ave Ste 103, Ludington, MI 49431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ludington | MI | 11/2022 | Present |
| Mason County Eastern Schools | Custer | MI | 01/2019 | 12/2021 |
| Countryside Greenhouse | Allendale | MI | 05/2016 | 09/2018 |
| Grand Valley State University | Allendale | MI | 08/2014 | 12/2019 |
| Harborfront Financial Llc | Ludington | MI | 09/2024 | Present |
| Lpl Financial Llc | Ludington | MI | 05/2023 | 09/2024 |
| Lpl Financial Llc | Ludington | MI | 12/2021 | 11/2022 |
1) 8/2022 - DBA for LPL Business (entity for LPL business) - Shoreline Financial Solutions - Investment Related - Ludington, MI 49431 2) 8/2022 - DBA for LPL Business (entity for LPL business) - Custer Financial Advisors - Investment Related - Ludington, MI 49431 3) 08/31/2022 - Notary - AUTUMN WITTLIEFF - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 4) 08/31/2022 - Harborfront Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 5) 08/31/2022 - Focus Financial Retirement Specialists - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 6) 06/06/2025 - AUTUMN WITTLIEFF - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:06/11/2025 - 2 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-21 |
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