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Current Employers
Harborfront Financial Group

401 W Ludington Ave Ste 103, Ludington, MI 49431 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-10-02
TX RA APPROVED 2024-10-02
  • MI RA
    APPROVED
    Since 2024-10-02
  • TX RA
    APPROVED
    Since 2024-10-02

Branch Locations

401 W Ludington Ave Ste 103, Ludington, MI 49431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Ludington MI 11/2022 Present
Mason County Eastern Schools Custer MI 01/2019 12/2021
Countryside Greenhouse Allendale MI 05/2016 09/2018
Grand Valley State University Allendale MI 08/2014 12/2019
Harborfront Financial Llc Ludington MI 09/2024 Present
Lpl Financial Llc Ludington MI 05/2023 09/2024
Lpl Financial Llc Ludington MI 12/2021 11/2022
  • 11/2022 → Present
    Lpl Financial Llc
    Ludington, MI
  • 01/2019 → 12/2021
    Mason County Eastern Schools
    Custer, MI
  • 05/2016 → 09/2018
    Countryside Greenhouse
    Allendale, MI
  • 08/2014 → 12/2019
    Grand Valley State University
    Allendale, MI
  • 09/2024 → Present
    Harborfront Financial Llc
    Ludington, MI
  • 05/2023 → 09/2024
    Lpl Financial Llc
    Ludington, MI
  • 12/2021 → 11/2022
    Lpl Financial Llc
    Ludington, MI
Other Businesses

1) 8/2022 - DBA for LPL Business (entity for LPL business) - Shoreline Financial Solutions - Investment Related - Ludington, MI 49431 2) 8/2022 - DBA for LPL Business (entity for LPL business) - Custer Financial Advisors - Investment Related - Ludington, MI 49431 3) 08/31/2022 - Notary - AUTUMN WITTLIEFF - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 4) 08/31/2022 - Harborfront Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 5) 08/31/2022 - Focus Financial Retirement Specialists - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. 6) 06/06/2025 - AUTUMN WITTLIEFF - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:06/11/2025 - 2 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-27
S63 Uniform Securities Agent State Law Examination 2022-11-21
  • S65 Uniform Investment Adviser Law Examination
    2023-05-27
  • S63 Uniform Securities Agent State Law Examination
    2022-11-21
Other Names
  • Autumn Sorensen
  • Autumn Wittlieff

View on SEC IAPD

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