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401 W Ludington Ave Ste 103, Ludington, MI 49431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-10-02 |
| TX | RA | APPROVED | 2024-10-02 |
Branch Locations
401 W Ludington Ave Ste 103, Ludington, MI 49431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ludington | MI | 02/2004 | Present |
| Harborfront Financial Llc | Ludington | MI | 09/2024 | Present |
| Lpl Financial Llc | Ludington | MI | 05/2010 | 09/2024 |
1) 01/28/2004- None-HARBORFRONT FINANCIAL - Investment Related -DBA for LPL Business (entity for LPL business)-None - 0 Hrs/Mth - 0Hrs During Trading 2) 05/03/2005 - None-HARBORFRONT FINANCIAL - Investment Related - DBA for LPL Business (entity for LPL business)-None - 0 Hrs/Mth - 0Hrs During Trading 3)06/14/2006 - None -Real Estate Rental - Investment Related - None - none-0 Hrs/Mth - 0Hrs During Trading. 4. 03/04/2013 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - I am going to sell some individual health insurance. I've contracted to Assurant health as my own general agency. when I called compliance they told me to do it this way. Thanks!! Ray - 1% TIME SPENT. 5. 5/12/2017 - Custer Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/10/2017 - 40 Hours Per Month During Securities Trading. 6) 08/06/2021 - Focus Financial Retirement Specialists - Investment Related -Rd Muskegon mi - DBA for LPL Business (entity for LPL business) - Start Date:07/30/2021 - 5 Hrs/Mth - 5 Hrs During Trading. 7. 01/03/2022 - Shoreline Financial Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/03/2022 - 100 Hours Per Month/100 Hours During Securities Trading. 8. 01/05/2022 - Janish Farms LLC - Not Investment Related - 1100 N Gordon Rd - Other-Farm - Start Date: 02/20/2015 - 40 Hours Per Month/0 Hours During Securities Trading - We are going to farm beef cattle for showing in 4-H. 9. 10/05/2023 - Custer Hunt Club - Real Estate Rental - Investment Related - Multiple Properties in MI - Start Date 12/09/2022 - 5 Hours Per Month/0 Hours During Securities Trading 10. 06/25/2024 - nexannuity - Non-Variable Insurance - Producer - Investment Related - At Reported Business Location(s) - Start Date 04/29/2024 - 2 Hours Per Month/ During Trading 11) 04/22/2025 - Harborfront Financial,LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:10/01/2024 - 80 Hrs/Mth - 4 Hrs During Trading.I provide investment advisory services to Harborfront Financial, LLC, an independent investment advisor firm. I started this business activity in 4/2025. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-11 |
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