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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-24 |
| CA | RA | APPROVED | 2024-01-11 |
Branch Locations
888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 10/2021 | 01/2024 |
| Blue Sky Bistro | Morro Bay | CA | 06/2020 | 12/2020 |
| Cal Poly Low Income Taxpayer Clinic | San Luis Obispo | CA | 06/2018 | 10/2021 |
| California Polytechnic State University | San Luis Obispo | CA | 09/2015 | 06/2020 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-21 |
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