Daniel Dae Young Chung

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-12-17
NV	RA	APPROVED	2025-11-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade	Broomfield	CO	10/2014	01/2017
Wells Fargo	Arvada	CO	03/2019	01/2020
Empower Retirement	Greenwood Village	CO	01/2020	01/2021
Unemployed	Westminster	CO	12/2017	02/2019
Robinhood Financial, Llc	Denver	CO	05/2021	08/2022
Unemployed	Westminster	CO	01/2021	05/2021
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	11/2023	03/2024
Tiaa	Denver	CO	11/2023	03/2024
Unemployed	Westminster	CO	10/2022	11/2023
King Soopers	Westminster	CO	10/2017	12/2017
Unemployed	Westminster	CO	01/2017	10/2017
Gwfs Equities, Inc.	Greenwood Village	CO	01/2020	01/2021
Morgan Stanley	Las Vegas	NY	10/2025	Present
Unemployed	Westminster	CO	03/2024	11/2024
Unemployed	Henderson	NV	11/2024	10/2025

10/2014 → 01/2017

Scottrade

Broomfield, CO
03/2019 → 01/2020

Wells Fargo

Arvada, CO
01/2020 → 01/2021

Empower Retirement

Greenwood Village, CO
12/2017 → 02/2019

Unemployed

Westminster, CO
05/2021 → 08/2022

Robinhood Financial, Llc

Denver, CO
01/2021 → 05/2021

Unemployed

Westminster, CO
11/2023 → 03/2024

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
11/2023 → 03/2024

Tiaa

Denver, CO
10/2022 → 11/2023

Unemployed

Westminster, CO
10/2017 → 12/2017

King Soopers

Westminster, CO
01/2017 → 10/2017

Unemployed

Westminster, CO
01/2020 → 01/2021

Gwfs Equities, Inc.

Greenwood Village, CO
10/2025 → Present

Morgan Stanley

Las Vegas, NY
03/2024 → 11/2024

Unemployed

Westminster, CO
11/2024 → 10/2025

Unemployed

Henderson, NV

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-14
S63	Uniform Securities Agent State Law Examination	2020-02-13

Other Firms