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Bingjing Xu

Ameriprise Financial Services, LLC

Louisville, KY

Prospect, KY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-11-17
TX RA APPROVED 2017-11-17
  • KY RA
    APPROVED
    Since 2017-11-17
  • TX RA
    APPROVED
    Since 2017-11-17

Branch Locations

805 N Whittington Pkwy Ste 100, Louisville, KY 40222 • United States

Prospect, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilliard Lyons Louisville KY 10/2014 12/2016
Jjb Hilliard Wl Lyons Llc Louisville KY 12/2016 06/2017
Jjb Hilliard Wl Lyons Llc Louisville KY 06/2017 11/2017
Ameriprise Financial Services, Inc. Louisville KY 11/2017 03/2020
Ameriprise Financial Services, Llc Louisville KY 03/2020 Present
  • 10/2014 → 12/2016
    Hilliard Lyons
    Louisville, KY
  • 12/2016 → 06/2017
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 06/2017 → 11/2017
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 11/2017 → 03/2020
    Ameriprise Financial Services, Inc.
    Louisville, KY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Louisville, KY
Previous Registrations
  • 2017-06-08 → 2017-11-28
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-08
  • S66 Uniform Combined State Law Examination
    2017-06-08

View on SEC IAPD

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