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Thuy-Khanh Tran

J.P. Morgan Securities LLC

Fremont, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-25
CA RA APPROVED 2018-12-19
  • TX RA
    APPROVED_RES
    Since 2024-04-25
  • CA RA
    APPROVED
    Since 2018-12-19

Branch Locations

39395 Paseo Padre Pkwy, Fremont, CA 94538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Jose CA 10/2014 Present
Jpmorgan Chase Bank, N.A. San Jose CA 12/2015 09/2018
Jpmorgan Chase Bank, N.A. Milpitas CA 09/2018 Present
  • 10/2014 → Present
    Jp Morgan Securities Llc
    San Jose, CA
  • 12/2015 → 09/2018
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 09/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Milpitas, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-17
S63 Uniform Securities Agent State Law Examination 2015-01-06
  • S66 Uniform Combined State Law Examination
    2018-12-17
  • S63 Uniform Securities Agent State Law Examination
    2015-01-06
Other Names
  • Lynn Tran
  • Thuy-Khanh Tran
  • Thuy-Khanh N Tran
  • Thuykhanh Tran
  • Thuy-Khanh Ngoc Tran

View on SEC IAPD

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