Best Investors Account Sign in

Lisa Yang

LPl Financial LLC

La Jolla, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-30
CA RA APPROVED 2017-10-23
  • TX RA
    APPROVED_RES
    Since 2020-11-30
  • CA RA
    APPROVED
    Since 2017-10-23

Branch Locations

7777 Fay Ave Ste 315, La Jolla, CA 92037-4325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc La Jolla CA 10/2014 Present
University Of California, San Diego La Jolla CA 03/2015 12/2016
  • 10/2014 → Present
    Lpl Financial, Llc
    La Jolla, CA
  • 03/2015 → 12/2016
    University Of California, San Diego
    La Jolla, CA
Other Businesses

1. 04/06/2017 - SYMBIO FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ LA JOLLA, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-21
  • S66 Uniform Combined State Law Examination
    2017-10-21

View on SEC IAPD

Other Firms

ALPHACORE CAPITAL LLC
UBS FINANCIAL SERVICES INC.
WEDBUSH SECURITIES INC.
HAMILTON MANOR & ASSOCIATES
TORREYANA CAPITAL
INTEGRATED WEALTH CONCEPTS LLC
MORGAN STANLEY
SAGE STONE WEALTH MANAGEMENT LLC

Other Investors

TIMOTHY SMITH CALLAN
KYLE ANDREW KRAUS
CHRIS JAMES MAUDLIN
NATHAN DAVID STEWART
TODD A. RUNDLE
Josh William Weisel
Samuel Joseph Woo
David Michael Jude Curiel

Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA
WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA

More in La Jolla, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor