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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-19 |
Branch Locations
4180 La Jolla Village Dr Ste 150, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mufg Union Bank | San Diego | CA | 10/2014 | 03/2018 |
| Unionbanc Investment Services | Solana Beach | CA | 10/2014 | 03/2018 |
| City National Securities, Inc. | La Jolla | CA | 03/2018 | 07/2026 |
| Bmo Bank Na | San Diego | CA | 08/2026 | Present |
| Lpl Financial Llc | San Diego | CA | 08/2026 | Present |
1. 08/2026 - 8549Sage LLC - Real Estate Rental - Inv Related – 2 Hour(s)/Month – 2 Hour(s) During Trading – Scottsdale, AZ, 85250 – OBA Start Date: 05/10/2021 2. 08/2026 - 6949Hyde Park LLC - Real Estate Rental - Inv Related – 4 Hour(s)/Month – 2 Hour(s) During Trading – San Diego, CA, 92119 – OBA Start Date: 03/03/2023 3. 08/2026 - MG Experience LLC - Real Estate Rental - Inv Related – 2 Hour(s)/Month – 0 Hour(s) During Trading – San Diego, CA, 92108 – OBA Start Date: 07/05/2022 4. 08/2026 - Cataleya Retirement Holdings LLC - Real Estate Rental - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – San Diego, CA, 92108 – OBA Start Date: 10/21/2024 5. 08/2026 - The Matthew Guillory Foundation - Other - Inv Related – 1 Hour(s)/Month – 1 Hour(s) During Trading – San Diego, CA, 92108 – OBA Start Date: 12/01/2025 6. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date : 08/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-02 |
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