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Matthew Guillory

LPl Financial LLC

La Jolla, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-19
  • CA RA
    APPROVED
    Since 2026-08-19

Branch Locations

4180 La Jolla Village Dr Ste 150, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank San Diego CA 10/2014 03/2018
Unionbanc Investment Services Solana Beach CA 10/2014 03/2018
City National Securities, Inc. La Jolla CA 03/2018 07/2026
Bmo Bank Na San Diego CA 08/2026 Present
Lpl Financial Llc San Diego CA 08/2026 Present
  • 10/2014 → 03/2018
    Mufg Union Bank
    San Diego, CA
  • 10/2014 → 03/2018
    Unionbanc Investment Services
    Solana Beach, CA
  • 03/2018 → 07/2026
    City National Securities, Inc.
    La Jolla, CA
  • 08/2026 → Present
    Bmo Bank Na
    San Diego, CA
  • 08/2026 → Present
    San Diego, CA
Previous Registrations
Other Businesses

1. 08/2026 - 8549Sage LLC - Real Estate Rental - Inv Related – 2 Hour(s)/Month – 2 Hour(s) During Trading – Scottsdale, AZ, 85250 – OBA Start Date: 05/10/2021 2. 08/2026 - 6949Hyde Park LLC - Real Estate Rental - Inv Related – 4 Hour(s)/Month – 2 Hour(s) During Trading – San Diego, CA, 92119 – OBA Start Date: 03/03/2023 3. 08/2026 - MG Experience LLC - Real Estate Rental - Inv Related – 2 Hour(s)/Month – 0 Hour(s) During Trading – San Diego, CA, 92108 – OBA Start Date: 07/05/2022 4. 08/2026 - Cataleya Retirement Holdings LLC - Real Estate Rental - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – San Diego, CA, 92108 – OBA Start Date: 10/21/2024 5. 08/2026 - The Matthew Guillory Foundation - Other - Inv Related – 1 Hour(s)/Month – 1 Hour(s) During Trading – San Diego, CA, 92108 – OBA Start Date: 12/01/2025 6. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date : 08/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-02
  • S66 Uniform Combined State Law Examination
    2015-03-02

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