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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-05-26
  • VA RA
    APPROVED
    Since 2020-05-26

Branch Locations

1262 Boylston Street Floor 01, Chestnut Hill, MA 02467-2104 • United States

54 Mall Rd, Burlington, MA 01803-4556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 10/2014 05/2020
Charles Schwab & Co., Inc. Burlington MA 05/2020 Present
Charles Schwab Bank, Ssb Burlington MA 05/2020 Present
  • 10/2014 → 05/2020
    T. Rowe Price
    Owings Mills, MD
  • 05/2020 → Present
    Burlington, MA
  • 05/2020 → Present
    Charles Schwab Bank, Ssb
    Burlington, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-03
  • S66 Uniform Combined State Law Examination
    2015-12-03
Designations

View on SEC IAPD

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