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Ricardo Monteiro

Charles Schwab & Co., Inc.

Providence, RI

Chestnut Hill, MA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-04
RI RA APPROVED 2021-08-26
  • FL RA
    APPROVED
    Since 2023-01-04
  • RI RA
    APPROVED
    Since 2021-08-26

Branch Locations

75 Fountain Street Suite R1, Providence, RI 02902 • United States

1262 Boylston Street Floor 01, Chestnut Hill, MA 02467-2104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 07/2017 06/2024
Motion Recruitment Partners Llc Boston MA 07/2016 06/2017
Td Bank North Attleboro MA 12/2013 11/2016
Charles Schwab & Co, Inc. Providence RI 07/2021 Present
Charles Schwab Bank, Ssb Providence RI 07/2021 Present
  • 07/2017 → 06/2024
    Td Ameritrade
    Fort Worth, TX
  • 07/2016 → 06/2017
    Motion Recruitment Partners Llc
    Boston, MA
  • 12/2013 → 11/2016
    Td Bank
    North Attleboro, MA
  • 07/2021 → Present
    Charles Schwab & Co, Inc.
    Providence, RI
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    Providence, RI
Previous Registrations
  • 2020-11-10 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fall River, MA
    Southlake, TX
    Omaha, NE
    Providence, RI
  • 2020-11-10 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Fall River, MA
    Westlake, TX
    Omaha, NE
    Providence, RI
    Westlake, TX
    Chestnut Hill, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-09
S63 Uniform Securities Agent State Law Examination 2017-10-09
  • S66 Uniform Combined State Law Examination
    2020-11-09
  • S63 Uniform Securities Agent State Law Examination
    2017-10-09
Other Names
  • Rico Monteiro
  • Ricardo Monteiro
  • Ricardo Paulo Monteiro

View on SEC IAPD

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Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

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