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John Henry Mullen

Parsons Capital Management Inc

Providence, RI

CRD 5205327

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Employer firm

Parsons Capital Management Inc CRD 106295

$2.38B regulatory AUM 34 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Parsons Capital Management Inc

40 Westminster Street, Ste 400, Providence, RI 02903 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2008-12-05
  • RI RA
    APPROVED
    Since 2008-12-05

Branch Locations

40 Westminster Street, Ste 400, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parsons Capital Management, Inc. Providence RI 09/2008 Present
Previous Registrations
  • 2007-08-20 → 2008-09-04
    Ocean State Asset Management, Llc
    Providence, RI
Other Businesses

PROVIDENCE COUNTRY DAY SCHOOL - BOARD OF TRUSTEES; ROGER WILLIAMS ZOOLOGICAL SOCIETY - BOARD OF TRUSTEES; WHEELER SCHOOL/HAMILTON SCHOOL COMMITTEE - VOLUNTEER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-17
  • S65 Uniform Investment Adviser Law Examination
    2007-08-17

View on SEC IAPD

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