John Henry Mullen

Current Employers

Parsons Capital Management Inc

40 Westminster Street, Ste 400, Providence, RI 02903 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2008-12-05

RI RA
APPROVED

Since 2008-12-05

Branch Locations

40 Westminster Street, Ste 400, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Parsons Capital Management, Inc.	Providence	RI	09/2008	Present

09/2008 → Present

Parsons Capital Management, Inc.

Providence, RI

Previous Registrations

2007-08-20 → 2008-09-04

Ocean State Asset Management, Llc

Providence, RI

Other Businesses

PROVIDENCE COUNTRY DAY SCHOOL - BOARD OF TRUSTEES; ROGER WILLIAMS ZOOLOGICAL SOCIETY - BOARD OF TRUSTEES; WHEELER SCHOOL/HAMILTON SCHOOL COMMITTEE - VOLUNTEER

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-17

S65 Uniform Investment Adviser Law Examination

2007-08-17

View on SEC IAPD

Current Employers

Parsons Capital Management Inc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

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