Tiffani L Leary

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → 02/2018
  Scottrade, Inc.
  Panama City, FL
• 02/2018 → 10/2021
  Td Ameritrade, Inc.
  Plymouth, MA
• 02/2018 → 04/2021
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 08/2021 → Present
  Charles Schwab Bank, Ssb
  Providence, RI
• 04/2021 → Present
  Charles Schwab & Co., Inc.
  Providence, RI

Previous Registrations

• 2018-02-27 → 2021-04-14
  Td Ameritrade, Inc.
  Centerville, MA
  Boston, MA
• 2018-02-26 → 2021-04-14
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Plymouth, MA
  Boston, MA
• 2017-06-06 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2017-05-25
• S63 Uniform Securities Agent State Law Examination
  2006-10-16

Other Names

• Tiffani Lynn Beausoleil
• Tiffani Lynn Leary