Best Investors Account Sign in

Tiffani L Leary

Charles Schwab & Co., Inc.

Chestnut Hill, MA

Providence, RI

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-06-10
  • RI RA
    APPROVED
    Since 2022-06-10

Branch Locations

1262 Boylston Street Floor 01, Chestnut Hill, MA 02467-2104 • United States

75 Fountain Street Suite R1, Providence, RI 02902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Panama City FL 08/2005 02/2018
Td Ameritrade, Inc. Plymouth MA 02/2018 10/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 04/2021
Charles Schwab Bank, Ssb Providence RI 08/2021 Present
Charles Schwab & Co., Inc. Providence RI 04/2021 Present
  • 08/2005 → 02/2018
    Scottrade, Inc.
    Panama City, FL
  • 02/2018 → 10/2021
    Td Ameritrade, Inc.
    Plymouth, MA
  • 02/2018 → 04/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 08/2021 → Present
    Charles Schwab Bank, Ssb
    Providence, RI
  • 04/2021 → Present
    Charles Schwab & Co., Inc.
    Providence, RI
Previous Registrations
  • 2018-02-27 → 2021-04-14
    Td Ameritrade, Inc.
    Centerville, MA
    Boston, MA
  • 2018-02-26 → 2021-04-14
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Plymouth, MA
    Boston, MA
  • 2017-06-06 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-25
S63 Uniform Securities Agent State Law Examination 2006-10-16
  • S66 Uniform Combined State Law Examination
    2017-05-25
  • S63 Uniform Securities Agent State Law Examination
    2006-10-16
Other Names
  • Tiffani Lynn Beausoleil
  • Tiffani Lynn Leary

View on SEC IAPD

Other Firms

SCHWAB WEALTH ADVISORY, INC.
ESPLANADE CAPITAL LLC
CITIZENS SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGIC ADVISERS LLC
TRIBECA INVESTMENT INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

Jonas Cole Killeen
ALEXANDER GURIN
RICARDO MONTEIRO
K WYATT WILMSHURST
John Doherty
JAMES THOMAS DUGAN
SAMUEL SMITH
Jacob Vigneau

Other Offices

SCHWAB WEALTH ADVISORY, INC. · Chestnut Hill, MA
ESPLANADE CAPITAL LLC · CHESTNUT HILL, MA
CITIZENS SECURITIES, INC. · CHESTNUT HILL, MA
COMMONWEALTH FINANCIAL NETWORK · CHESTNUT HILL, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHESTNUT HILL, MA
STRATEGIC ADVISERS LLC · CHESTNUT HILL, MA
TRIBECA INVESTMENT INC. · CHESTNUT HILL, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newton, MA

More in Chestnut Hill, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor