Alexander Gurin

Charles Schwab & Co., Inc.

Chestnut Hill, MA

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-06
CT	RA	APPROVED	2016-04-20

TX RA
APPROVED_RES

Since 2020-01-06
CT RA
APPROVED

Since 2016-04-20

Branch Locations

1262 Boylston Street Floor 01, Chestnut Hill, MA 02467-2104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Chestnut Hill	MA	04/2016	Present
Charles Schwab Bank	Chestnut Hill	MA	04/2016	Present

04/2016 → Present

Charles Schwab & Co., Inc.

Chestnut Hill, MA
04/2016 → Present

Charles Schwab Bank

Chestnut Hill, MA

Previous Registrations

2014-11-17 → 2016-04-05

Citizens Securities, Inc.

Braintree, MA

Brookline, MA

Brookline, MA
2011-07-11 → 2014-11-05

Harrisdirect Llc

Arlington, VA
2008-07-21 → 2011-07-05

T. Rowe Price Advisory Services, Inc.

Wellesley, MA

Other Businesses

1) Rental Property | Investment Related:No|77 Pond Ave #507|Brookline|MA|02445|USA|Real Estate (Non-Agent/Broker)|Rental Property|8/1/2017|Less than 20|0|I rent out my condo that I own. I collect rent. Nothing else

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-18
S63	Uniform Securities Agent State Law Examination	2006-03-01

S66 Uniform Combined State Law Examination

2008-07-18
S63 Uniform Securities Agent State Law Examination

2006-03-01

View on SEC IAPD

Other Firms

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COMMONWEALTH FINANCIAL NETWORK

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STRATEGIC ADVISERS LLC

TRIBECA INVESTMENT INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

Jonas Cole Killeen

TIFFANI L LEARY

RICARDO MONTEIRO

K WYATT WILMSHURST

JAMES THOMAS DUGAN

Other Offices

SCHWAB WEALTH ADVISORY, INC. · Chestnut Hill, MA

ESPLANADE CAPITAL LLC · CHESTNUT HILL, MA

CITIZENS SECURITIES, INC. · CHESTNUT HILL, MA

COMMONWEALTH FINANCIAL NETWORK · CHESTNUT HILL, MA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHESTNUT HILL, MA

STRATEGIC ADVISERS LLC · CHESTNUT HILL, MA

TRIBECA INVESTMENT INC. · CHESTNUT HILL, MA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newton, MA

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