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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-11 |
Branch Locations
1262 Boylston Street Floor 01, Chestnut Hill, MA 02467-2104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Waterhouse Investor Services Inc | Chestnut Hill | MA | 05/2000 | 01/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 03/2021 | 03/2022 |
| Citizens Securities, Inc. | Concord | MA | 03/2022 | 02/2026 |
| Charles Schwab & Co, Inc | Chestnut Hill | MA | 03/2026 | Present |
| Charles Schwab Bank, Ssb | Chestnut Hill | MA | 03/2026 | Present |
Rental Property | Investment Related | Waltham, MA | Real Estate (Non-Agent/Broker) | Property owner | 5/1/2016 | Less than 20 hours per month, all outside market hours | I own a 2-family rental property with my wife. I spend about 30-60 minutes in the spring and summer to cut the lawn on the weekends.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-07 |
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