Samuel Smith

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 05/2017
  Olive Garden
  Wilkesboro, NC
• 06/2018 → 09/2018
  Brown & Brown, Inc
  Daytona Beach, FL
• 05/2017 → 12/2018
  Outback Steakhouse
  Blowing Rock, NC
• 01/2019 → 11/2019
  Brown & Brown, Inc
  Leesburg, FL
• 11/2019 → 01/2020
  Outback Steakhouse
  Leesburg, FL
• 12/2019 → 05/2020
  Northwestern Mutual
  Charlotte, NC
• 05/2020 → 09/2020
  Ingles Markets, Inc
  Statesville, NC
• 09/2020 → 10/2020
  Outback Steakhouse
  Blowing Rock, NC
• 10/2020 → 05/2021
  Fidelity Investments
  Greenwood Village, CO
• 06/2021 → 05/2022
  Fidelity Investments
  Greenwood Village, CO
• 05/2022 → 08/2023
  Fidelity Investments
  Greenwood Village, CO
• 08/2023 → 03/2024
  Fidelity Investments
  Fort Collins, CO
• 04/2024 → 10/2025
  Fidelity Investments
  Fort Collins, CO
• 08/2014 → 12/2018
  Primerica Financial Services
  Graham, NC
• 10/2025 → Present
  Charles Schwab & Co. Inc.
  Chestnut Hill, MA
• 10/2025 → Present
  Charles Schwab Bank, Ssb
  Chestnut Hill, MA

Previous Registrations

• 2025-03-31 → 2025-09-16
  Strategic Advisers Llc
  Fort Collins, CO
  Fort Collins, CO
  Boston, MA
  Fort Collins, CO
• 2021-09-30 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Greenwood Village, CO

Exams

• S66 Uniform Combined State Law Examination
  2021-09-24
• S63 Uniform Securities Agent State Law Examination
  2021-04-09

Other Names

• Sam Mitchell Smith
• Samuel Mitchell Smith