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Inactive

Christina Michelle Hammann

Carter Financial, LLC

La Jolla, CA

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Current Employers
Carter Financial, Llc

4225 Executive Square Suite 1030, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-09-11
TX RA APPROVED_RES 2019-09-11
  • CA RA
    APPROVED
    Since 2019-09-11
  • TX RA
    APPROVED_RES
    Since 2019-09-11

Branch Locations

4225 Executive Square Suite 1030, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial La Jolla CA 09/2014 09/2019
Carter Financial, Llc La Jolla CA 09/2019 Present
Charles Otto Gillespie Dba Litton Financial La Jolla CA 09/2019 09/2020
  • 09/2014 → 09/2019
    Lpl Financial
    La Jolla, CA
  • 09/2019 → Present
    Carter Financial, Llc
    La Jolla, CA
  • 09/2019 → 09/2020
    Charles Otto Gillespie Dba Litton Financial
    La Jolla, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-30
  • S66 Uniform Combined State Law Examination
    2015-10-30
Designations
Other Names
  • Christina Michelle Mitchell

View on SEC IAPD

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