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Teresa Ping Liu

J.P. Morgan Securities LLC

Pasadena, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-06
CA RA APPROVED 2024-09-05
  • TX RA
    APPROVED_RES
    Since 2024-09-06
  • CA RA
    APPROVED
    Since 2024-09-05

Branch Locations

201 S. Lake Ave Floor 7, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Alhambra CA 09/2014 11/2016
Wells Fargo Bank, Na Alhambra CA 11/2013 08/2024
Wells Fargo Clearing Services, Llc Alhambra CA 11/2016 08/2024
Jpmorgan Chase Bank, N.A. Pasadena CA 08/2024 Present
J.P. Morgan Securities Llc Pasadena CA 08/2024 Present
  • 09/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Alhambra, CA
  • 11/2013 → 08/2024
    Wells Fargo Bank, Na
    Alhambra, CA
  • 11/2016 → 08/2024
    Wells Fargo Clearing Services, Llc
    Alhambra, CA
  • 08/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Pasadena, CA
  • 08/2024 → Present
    J.P. Morgan Securities Llc
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-28
S63 Uniform Securities Agent State Law Examination 2014-11-12
  • S65 Uniform Investment Adviser Law Examination
    2020-10-28
  • S63 Uniform Securities Agent State Law Examination
    2014-11-12
Other Names
  • Ping Liu
  • Theresa Ping Liu
  • Teresa Ping Liu

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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