Jason Samuel Sperry

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2016-02-22

IA RA
APPROVED

Since 2016-02-22

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Ankeny, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Des Moines	IA	02/2016	Present
Principal Securities Inc	Des Moines	IA	02/2016	Present

02/2016 → Present

Principal Life Insurance Company

Des Moines, IA
02/2016 → Present

Principal Securities Inc

Des Moines, IA

Previous Registrations

2015-11-23 → 2016-01-14

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-29

S66 Uniform Combined State Law Examination

2015-10-29

View on SEC IAPD

Current Employers

Principal Securities, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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