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Joseph Matthew Scarff

Wells Fargo Clearing Services, LLC

Las Vegas, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-14
NV RA APPROVED 2023-02-22
  • TX RA
    APPROVED_RES
    Since 2025-07-14
  • NV RA
    APPROVED
    Since 2023-02-22

Branch Locations

8474 Rozita Lee Ave 4Th Fl [Kv-Rbo], Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Las Vegas NV 08/2018 09/2021
Ameriprise Financial Las Vegas NV 08/2014 06/2017
Intergral Associates, Llc Las Vegas NV 07/2017 07/2018
Wells Fargo Bank Las Vegas NV 09/2021 12/2022
Wells Fargo Clearing Services, Llc Las Vegas NV 12/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-18
S63 Uniform Securities Agent State Law Examination 2018-12-27
  • S66 Uniform Combined State Law Examination
    2023-02-18
  • S63 Uniform Securities Agent State Law Examination
    2018-12-27
Other Names
  • Joseph Matthew Scarff
  • Joseph Scarff

View on SEC IAPD

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YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
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