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Ian Qiaochu Wang

Morgan Stanley

Kirkland, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-07
MT RA APPROVED 2018-03-14
AK RA APPROVED 2018-03-13
ID RA APPROVED 2018-03-13
WA RA APPROVED 2018-03-13
WY RA APPROVED 2018-03-13
  • TX RA
    APPROVED_RES
    Since 2018-11-07
  • MT RA
    APPROVED
    Since 2018-03-14
  • AK RA
    APPROVED
    Since 2018-03-13
  • ID RA
    APPROVED
    Since 2018-03-13
  • WA RA
    APPROVED
    Since 2018-03-13
  • WY RA
    APPROVED
    Since 2018-03-13

Branch Locations

4000 Carillon Point Suite 600, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 11/2001 02/2018
Bank Of America, N.A. Bellevue WA 01/2017 02/2018
Morgan Stanley Smith Barney Llc Bellevue WA 03/2018 Present
Morgan Stanley Private Bank, N.A. Bellevue WA 03/2018 Present
  • 11/2001 → 02/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bellevue, WA
  • 01/2017 → 02/2018
    Bank Of America, N.A.
    Bellevue, WA
  • 03/2018 → Present
    Morgan Stanley Smith Barney Llc
    Bellevue, WA
  • 03/2018 → Present
    Morgan Stanley Private Bank, N.A.
    Bellevue, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-20
S63 Uniform Securities Agent State Law Examination 2014-10-14
  • S65 Uniform Investment Adviser Law Examination
    2016-08-20
  • S63 Uniform Securities Agent State Law Examination
    2014-10-14
Other Names
  • Ian Qc Wang
  • Ian Q C Wang
  • Ian Q Wang

View on SEC IAPD

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LPL FINANCIAL LLC · KIRKLAND, WA
RAYMOND JAMES & ASSOCIATES, INC. · Kirkland, WA
LPL FINANCIAL LLC · KIRKLAND, WA
PRIVATE ASSET MANAGEMENT INC · KIRKLAND, WA
RBC CAPITAL MARKETS, LLC · KIRKLAND, WA
ROBINSWOOD FINANCIAL · KIRKLAND, WA
ROBINSWOOD FINANCIAL · Kirkland, WA
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