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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-07
MI RA APPROVED 2015-04-30
  • TX RA
    APPROVED_RES
    Since 2025-10-07
  • MI RA
    APPROVED
    Since 2015-04-30

Branch Locations

818 Red Drive Suite 230, Traverse City, MI 49684 • United States

Traverse City, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Traverse City MI 11/2014 Present
Raymond James Financial Services Advisors, Inc. Traverse City MI 04/2015 Present
Watermark Financial Services Llc Traverse City MI 08/2014 12/2016
  • 11/2014 → Present
    Raymond James Financial Services, Inc.
    Traverse City, MI
  • 04/2015 → Present
    Traverse City, MI
  • 08/2014 → 12/2016
    Watermark Financial Services Llc
    Traverse City, MI
Other Businesses

((1)Name of Business: Schweitzer Capital Group, LLC Address: 818 Red Dr Ste 230, Traverse City, MI, 49684, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: General Office Duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-27
  • S66 Uniform Combined State Law Examination
    2015-04-27

View on SEC IAPD

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