Best Investors Account Sign in

Dean Everett Hickerson

Cambridge Investment Research Advisors, Inc.

Louisville, KY

Claim This Profile
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-06-06
  • KY RA
    APPROVED
    Since 2024-06-06

Branch Locations

1201 Story Ave. Ste. 230, Louisville, KY 40206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Louisville KY 08/2015 06/2024
Charles Schwab Bank, Ssb Louisville KY 08/2021 06/2024
Td Ameritrade, Inc. Louisville KY 11/2021 06/2024
Td Ameritrade Investment Management, Llc. Indianapolis IN 11/2021 09/2023
Cambridge Investment Research, Inc. Fairfield IA 06/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2024 Present
  • 08/2015 → 06/2024
    Charles Schwab & Co., Inc.
    Louisville, KY
  • 08/2021 → 06/2024
    Charles Schwab Bank, Ssb
    Louisville, KY
  • 11/2021 → 06/2024
    Td Ameritrade, Inc.
    Louisville, KY
  • 11/2021 → 09/2023
    Td Ameritrade Investment Management, Llc.
    Indianapolis, IN
  • 06/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2024 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
Previous Registrations
  • 2017-04-27 → 2024-05-17
    Charles Schwab & Co., Inc.
    Indianapolis, IN
    Atlanta, GA
    Louisville, KY
    Atlanta, GA
    Carmel, IN
    Louisville, KY
    Nashville, TN
  • 2021-11-12 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Louisville, KY
    Louisville, KY
    Indianapolis, IN
    Omaha, NE
    Louisville, KY
  • 2021-11-12 → 2022-10-14
    Td Ameritrade, Inc.
    Louisville, KY
    Indianapolis, IN
    Omaha, NE
    Louisville, KY
    Louisville, KY
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 06/2024, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-27
S63 Uniform Securities Agent State Law Examination 2015-02-05
  • S65 Uniform Investment Adviser Law Examination
    2017-04-27
  • S63 Uniform Securities Agent State Law Examination
    2015-02-05
Other Names
  • Dean Everett Hickerson
  • Dean Hickerson

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
MORGAN STANLEY
WAYCROSS GP, LLC
WAYCROSS PARTNERS, LLC
PNC WEALTH MANAGEMENT LLC
KESTRA ADVISORY SERVICES, LLC
LPL FINANCIAL LLC
LANIER ASSET MANAGEMENT, LLC

Other Investors

REBECCA ANN LOVAN
Donald R Dentinger
MAYNARD EDWIN HOPPER
DEONNA STARGEL COLVIN
James Earl Groves
WHITNEY B WOODFORD
Bruce Mckiernan White
WILLIAM JOHNATHAN HENDERSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

More in Louisville, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor