Mark James Papuzza

Current Employers

Employment History

• 08/2016 → 02/2018
  Invest Financial Corp.
  Tampa, FL
• 08/2014 → Present
  Empire Financial Advisors
  Latham, NY
• 02/2018 → Present
  Lpl Financial, Llc
  Latham, NY

Previous Registrations

• 2016-11-23 → 2018-02-14
  Invest Financial Corporation
  Latham, NY

Other Businesses

1. 02/14/2018 - EMPIRE FINANCIAL ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/2016. 2. 03/08/2018 - Gretchen Meyer Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 09/01/2017 - 125 Hours Per Month/125 During Securities Trading. 3. 3/23/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/10/2015 - 1 Hour Per Month/0 Hours During Securities Trading - Life, Accident and Health Insurance. 4. 3/15/2019 - United Advisors Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/18/2019 - 8 Hours Per Month During Securities Trading. 5) 03/19/2025 - Legacy Wealth Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/10/2025 - 20 Hrs/Mth - 20 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-11-20