Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Ladera Ranch | CA | 07/2010 | 06/2018 |
| Wells Fargo Clearing Services, Llc | Ladera Ranch | CA | 07/2014 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Mission Viejo | CA | 06/2018 | 02/2019 |
| J.P. Morgan Securities Llc | Mission Viejo | CA | 06/2018 | 02/2019 |
| Cuna Brokerage Services Inc. | Waverly | IA | 03/2020 | Present |
| Schoolsfirst Fcu | Santa Ana | CA | 02/2019 | Present |
| Lpl Financial Llc | Mission Viejo | CA | 05/2022 | Present |
1)05/18/2022 - SchoolsFirst Investment Services-Investment Related - At Reported Business Location(s) - -DBA for LPL Business (entity for LPL business)- Registered Admin 2)05/18/2022 - No Business Name-Investment Related - Santa Ana, CA 92706 - Notary-Notary-Start Date- 6/2015- 8 Hours Per Month/ 8 Hours During Securities Trading 3)05/18/2022 - Schoolsfirst Credit Union -Investment Related - At Reported Business Location(s) - Financial Institution Duty - Licensed Branch Employee - Start Date- 2/1/2019- 160 Hours Per Month- Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-11 |
Reach out to this advisor