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Brian Scott Tawney

LPl Financial LLC

Hunt Valley, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-04-22
TX RA APPROVED 2024-04-22
  • MD RA
    APPROVED
    Since 2024-04-22
  • TX RA
    APPROVED
    Since 2024-04-22

Branch Locations

225 International Cir, Ste 102, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Hunt Valley MD 06/2014 04/2024
Mml Investors Services, Llc Hunt Valley MD 08/2014 04/2024
Lpl Financial Hunt Valley MD 04/2024 Present
  • 06/2014 → 04/2024
    Mass Mutual
    Hunt Valley, MD
  • 08/2014 → 04/2024
    Hunt Valley, MD
  • 04/2024 → Present
    Lpl Financial
    Hunt Valley, MD
Previous Registrations
Other Businesses

1) 3/12/2024- RBJ Wealth Management, LLC - DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- started date 8/19/2019- 160hrs/mth 2) 3/12/2024- Brian Tawney - Non-Variable Insurance- Agent - Disability, health, life insurance - Inv. Related- Hunt Valley, Maryland- start date 8/19/2019- 20hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-06
  • S66 Uniform Combined State Law Examination
    2014-10-06

View on SEC IAPD

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