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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-04-22 |
| TX | RA | APPROVED | 2024-04-22 |
Branch Locations
225 International Cir, Ste 102, Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Hunt Valley | MD | 06/2014 | 04/2024 |
| Mml Investors Services, Llc | Hunt Valley | MD | 08/2014 | 04/2024 |
| Lpl Financial | Hunt Valley | MD | 04/2024 | Present |
1) 3/12/2024- RBJ Wealth Management, LLC - DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- started date 8/19/2019- 160hrs/mth 2) 3/12/2024- Brian Tawney - Non-Variable Insurance- Agent - Disability, health, life insurance - Inv. Related- Hunt Valley, Maryland- start date 8/19/2019- 20hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-06 |
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