John Francis Moran

Employer firm

Bay Harbor Wealth Management, LLC CRD 294000

$412M regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2018
  Bay Harbor Wealth Management, Llc
  Baltimore, MD
• 12/2014 → 08/2018
  Gf Investment Services, Llc
  Sarasota, FL
• 12/2014 → 08/2019
  Global Financial Private Capital, Llc
  Sarasota, FL
• 10/2018 → Present
  Bay Harbor Wealth Management, Llc-Ria (Iard# 294000)
  Baltimore, MD
• 08/2018 → Present
  Bay Harbor Insurance, Llc
  Baltimore, MD

Previous Registrations

• 2014-12-05 → 2019-08-15
  Global Financial Private Capital, Inc.
  Hunt Valley, MD
  Sarasota, FL
• 2014-05-14 → 2014-09-24
  Mml Investors Services, Llc
  Hunt Valley, MD

Other Businesses

INSURANCE SALES - 201 INTERNATIONAL CIRCLE, STE. 200 HUNT VALLEY MD 21030, INVESTMENT RELATED, ANNUITY SALES, DEVOTE 120 HOURS PER MONTH TO THIS BUSINESS

Exams

• S66 Uniform Combined State Law Examination
  2014-04-03

Designations

• Certified Financial Planner