John Francis Moran

Current Employers

Bay Harbor Wealth Management, Llc

201 International Circle Suite 520, Hunt Valley, MD 21030 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2018-10-11

MD RA
APPROVED

Since 2018-10-11

Branch Locations

201 International Circle Suite 520, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bay Harbor Wealth Management, Llc	Baltimore	MD	09/2014	10/2018
Gf Investment Services, Llc	Sarasota	FL	12/2014	08/2018
Global Financial Private Capital, Llc	Sarasota	FL	12/2014	08/2019
Bay Harbor Wealth Management, Llc-Ria (Iard# 294000)	Baltimore	MD	10/2018	Present
Bay Harbor Insurance, Llc	Baltimore	MD	08/2018	Present

09/2014 → 10/2018

Bay Harbor Wealth Management, Llc

Baltimore, MD
12/2014 → 08/2018

Gf Investment Services, Llc

Sarasota, FL
12/2014 → 08/2019

Global Financial Private Capital, Llc

Sarasota, FL
10/2018 → Present

Bay Harbor Wealth Management, Llc-Ria (Iard# 294000)

Baltimore, MD
08/2018 → Present

Bay Harbor Insurance, Llc

Baltimore, MD

Previous Registrations

2014-12-05 → 2019-08-15

Global Financial Private Capital, Inc.

Hunt Valley, MD

Sarasota, FL
2014-05-14 → 2014-09-24

Mml Investors Services, Llc

Hunt Valley, MD

Other Businesses

INSURANCE SALES - 201 INTERNATIONAL CIRCLE, STE. 200 HUNT VALLEY MD 21030, INVESTMENT RELATED, ANNUITY SALES, DEVOTE 120 HOURS PER MONTH TO THIS BUSINESS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-03

S66 Uniform Combined State Law Examination

2014-04-03

Designations

View on SEC IAPD

Current Employers

Bay Harbor Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews