Lance Reid Scott

Current Employers

Employment History

• 04/2011 → 08/2019
  Global Financial Private Capital, Llc
  Sarasota, FL
• 04/2011 → 10/2018
  Bay Harbor Wealth Management, Llc
  Hunt Valley, MD
• 10/2018 → Present
  Bay Harbor Wealth Management, Llc-Ria (Iard# 294000)
  Hunt Valley, MD
• 08/2018 → Present
  Bay Harbor Insurance, Llc
  Baltimore, MD

Previous Registrations

• 2011-04-05 → 2019-08-15
  Global Financial Private Capital, Inc.
  Baltimore, MD
  Sarasota, FL
  Hunt Valley, MD
• 2013-04-09 → 2015-08-07
  Bay Harbor Wealth Management, Llc
  Baltimore, MD
• 2010-05-27 → 2011-04-04
  Grove Point Investments, Llc
  Towson, MD

Other Businesses

1) INSURANCE SALES - STARTED 10/01/2008 - ESTIMATED HOURS PER MONTH - 40, LIFE INSURANCE AND ANNUITY SALES OWNER HUNT VALLEY, MD. 2) VENTRY FARM HOMEOWNERS ASSOCIATION - ON THE BOARD OF DIRECTORS AND VICE PRESIDENT FOR NEIGHBORHOOD ASSOCIATION - START DATE 5/1/2017 - NON INVESTMENT-RELATED - SPEND 3 HOURS PER MONTH. 3) Say Ridge Tin LLC, non-investment-related, Sparks, MD, thoroughbred horse racing, sole member, LLC is 10% owner of 17 Starsonhersholder LLC, start date 06/2019, devote approximately 3 hours per month, zero during trading hours. 4) KDS INVESTMENTS FUND I, LLC - INVESTMENT-RELATED - 2410 EVERGREEN RD, SUITE 104, GAMBRILLS, MD 21054 - REAL ESTATE INVESTMENT FUND - LIMITED PARTNER/MEMBER - START DATE: 02/20/2020 - HOURS/MONTH: ZERO - DUTIES: NONE, PASSIVE INVESTOR 5) MRKT REALTY INVESTMENT FUND I, LLC - INVESTMENT-RELATED - 2410 EVERGREEN RD, SUITE 104, GAMBRILLS, MD 21054 - REAL ESTATE INVESTMENT FUND - LIMITED PARTNER/MEMBER - START DATE: 04/22/2020 - HOURS/MONTH: ZERO - DUTIES: NONE, PASSIVE INVESTOR 5) ARTS FOR LEARNING MARYLAND, INC. - INVESTMENT-RELATED - 21 E. NORTH AVE, 1ST FLOOR, BALTIMORE MD 21202 - NONPROFIT ORGANIZATION - INVESTMENT COMMITTEE MEMBER - START DATE: 03/07/2024 - HOURS/MONTH: 1 - HOURS/MONTH DURING SECURITIES TRADING HOURS: 0 - DUTIES: REVIEWING AND UPDATING IPS; MONITORING PERFORMANCE OF FUNDS AND MANAGERS; PERIODICALLY REVIEW FEES

Exams

• S66 Uniform Combined State Law Examination
  2010-05-25