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Andrew Benjamin Anthony

Bay Harbor Wealth Management, LLC

Hunt Valley, MD

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Current Employers
Bay Harbor Wealth Management, Llc

201 International Circle Suite 520, Hunt Valley, MD 21030 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-07-19
  • MD RA
    APPROVED
    Since 2023-07-19

Branch Locations

201 International Circle Suite 520, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bay Harbor Wealth Management, Llc Hunt Valley MD 02/2020 Present
Unemployed Sparks MD 01/2019 01/2020
Bank Of New York Mellon Wilmington DE 08/2015 01/2019
  • 02/2020 → Present
    Bay Harbor Wealth Management, Llc
    Hunt Valley, MD
  • 01/2019 → 01/2020
    Unemployed
    Sparks, MD
  • 08/2015 → 01/2019
    Bank Of New York Mellon
    Wilmington, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-18
  • S65 Uniform Investment Adviser Law Examination
    2020-08-18
Other Names
  • Andy Anthony
  • Andrew Anthony

View on SEC IAPD

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Other Offices

ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD
G10 LLC · HUNT VALLEY, MD

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