LPL FINANCIAL LLC

225 INTERNATIONAL CIR, STE 102, HUNT VALLEY, MD 21030

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Registered Advisors 6

JEFFREY CARR FOUNTAIN STEPHEN W. C. MORAN Ian McBrine Smith MICHAEL PHILIP FERRIS DENNIS THOMAS FACIUS BRIAN SCOTT TAWNEY

Name
JEFFREY CARR FOUNTAIN
STEPHEN W. C. MORAN
Ian McBrine Smith
MICHAEL PHILIP FERRIS
DENNIS THOMAS FACIUS
BRIAN SCOTT TAWNEY

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Address

Street	225 INTERNATIONAL CIR, STE 102
City	HUNT VALLEY
State	MD
ZIP	21030
Country	United States

Firm

LPL FINANCIAL LLC

Legal Name	LPL FINANCIAL LLC
SEC #	801-10970
CRD #	6413
Region	ARO
Umbrella	N

Other Firms

TERRAIN CAPITAL MANAGEMENT, LLC

TUFTON CAPITAL MANAGEMENT, LLC

LPL ENTERPRISE, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

RICKY SCOTT RUBIN

JOHN SCOTT MURPHY

BARBARA LASCUOLA RISHEL

ERIC PAUL SCHOPF

CHARLES AVERY MEYER

TODD KEITH SNYDER

DAVID SCOTT GREENBERG

SHERIE A HARRISON

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LPL ENTERPRISE, LLC · COCKEYSVILLE, MD

LPL ENTERPRISE, LLC · HUNT VALLEY, MD

LPL ENTERPRISE, LLC · HUNT VALLEY, MD

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