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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-04-23 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
225 International Circle, Suite 102, Hunt Valley, MD 21030 • United States
225 International Cir, Ste 102, Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Hunt Valley | MD | 06/2001 | 04/2024 |
| Mml Investors Services, Llc | Hunt Valley | MD | 07/2001 | 04/2024 |
| Lpl Financial | Hunt Valley | MD | 04/2024 | Present |
1) 03/2024 - RBJ Wealth Management, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-16 |
| S66 | Uniform Combined State Law Examination | 2003-11-06 |
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