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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-04-22 |
| TX | RA | APPROVED | 2024-04-22 |
Branch Locations
225 International Cir, Ste 102, Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Baltimore | MD | 06/1989 | 04/2024 |
| Mml Investors Services, Inc. | Baltimore | MD | 07/1991 | 04/2024 |
| Lpl Financial Llc | Hunt Valley | MD | 04/2024 | Present |
1) 03/14/2024 - Dennis Facius - Non-Variable Insurance - Selling: Disability, health, life insurance - MassMutual, DI Broker - MD 21030 - Investment related - 160 Hours per month - Start date: 04/22/2024. 2) 03/14/2024 - RBJ Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 03/14/2024 - Retirement Plan Solutions, LLC - Business Entity For Tax/Investment Purposes Only - Co-owner - MD 21030 - Non investment related - 160 Hours per month - Start date: 04/22/2024. 4) 03/14/2024 - Strategic Financial Services - Business Entity For Tax/Investment Purposes Only - Sole Owner - MD 21784 - Non investment related - 1 Hour per month - Start date: 10/06/1999.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-29 |
| S66 | Uniform Combined State Law Examination | 1999-09-10 |
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