Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-03 |
Branch Locations
225 International Cir, Ste 102, Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Baltimore | MD | 01/2005 | 11/2022 |
| Massmutual Life Insurance Co | Hunt Valley | MD | 05/2023 | 04/2024 |
| Mml Investors Services, Llc | Hunt Valley | MD | 05/2023 | 04/2024 |
| Glg | Baltimore | MD | 09/2022 | 05/2023 |
| Lpl Financial | Hunt Valley | MD | 04/2024 | Present |
1. 03/27/2024- RBJ Wealth Management, LLC- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel 2. 03/27/2024- Ian Smith- Non-Variable Insurance- Inv Rel- MD 21030- 160 hrs per mnth- 40 hrs during trading- start date 4/12/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-02 |
Reach out to this advisor