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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-04-19 |
| TX | RA | APPROVED | 2023-04-19 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 07/2014 | 04/2023 |
| Bank Of America, N.A. | Louisville | KY | 05/2018 | 04/2023 |
| Morgan Stanley Smith Barney Llc | Louisville | KY | 04/2023 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2023 | Present |
*OBI - 550961 - Home of the Innocents ; Investment related - No ; Louisville, Kentucky ; Children/Youth:Health and Welfare ; Board Member(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2020 ; During business hours : 2 ; After business hours : 0 ; Fundraising: Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-15 |
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