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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-25 |
| WA | RA | APPROVED | 2018-08-31 |
Branch Locations
4000 Carillon Point Suite 600, Kirkland, WA 98033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Bellevue | WA | 11/2013 | 07/2018 |
| Hokubei Hochi Foundation | Seattle | WA | 06/2011 | 12/2017 |
| Jp Morgan Chase Bank, N.A. | Bellevue | WA | 08/2016 | 07/2018 |
| Morgan Stanley | Bellevue | WA | 08/2018 | Present |
*405429 - Hokubei Hochi Foundation; Investment related - No; Seattle; Washington; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0.5; After business hours: 0.5; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-30 |
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