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Zachary Oliver Scoggin

Wells Fargo Clearing Services, LLC

Bee Cave, TX

Dripping Springs, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-10
  • TX RA
    APPROVED
    Since 2017-04-10

Branch Locations

13215 Bee Cave Pkwy Ste 150, Bldg A, Bee Cave, TX 78738 • United States

Dripping Springs, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Management Holdings Corp Denver CO 07/2014 02/2017
Janus Distributors Llc Denver CO 07/2014 02/2017
Wells Fargo Clearing Services Llc Austin TX 04/2017 Present
  • 07/2014 → 02/2017
    Janus Management Holdings Corp
    Denver, CO
  • 07/2014 → 02/2017
    Janus Distributors Llc
    Denver, CO
  • 04/2017 → Present
    Wells Fargo Clearing Services Llc
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-10
S63 Uniform Securities Agent State Law Examination 2014-08-06
  • S66 Uniform Combined State Law Examination
    2017-04-10
  • S63 Uniform Securities Agent State Law Examination
    2014-08-06
Other Names
  • Scoggin Zac
  • Scoggin Oliver Zachary

View on SEC IAPD

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Other Offices

&PARTNERS · Bee Cave, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEE CAVE, TX
CHIMNEY ROCK EQUITY PARTNERS · AUSTIN, TX
COMPENDIUM WEALTH ADVISORS, LLC · AUSTIN, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bee Cave, TX
LPL FINANCIAL LLC · BEE CAVE, TX
PEAK ROCK CAPITAL LLC · AUSTIN, TX
SANCTUARY ADVISORS, LLC · Austin, TX

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